STRENGTHS AND LIMITATIONS OF THIS STUDY
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This systematic review aimed to systematically evaluate research on the application of shared decision-making (SDM) in the management of pulmonary nodules.
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This is a mixed studies review, which integrates quantitative and qualitative evidence from different types of studies, enhancing the utility and impact of the review results.
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Since most of the studies included in the review were qualitative or cross-sectional in design, the actual effects of SDM are unexplored.
Introduction
In recent years, as CT examination is widely used especially in the context of lung cancer screening and the COVID-19 pandemic, pulmonary nodules are often detected. Nearly 26.3% of pulmonary nodules were found on annual routine checkups, but fewer than 5% of these turn out to be cancer.1 It is difficult to accurately judge whether a pulmonary nodule is benign or malignant immediately.2 In the fifth edition of the WHO classification, adenocarcinoma in situ was excluded from the category of malignant tumours,3 4 complicating the management of pulmonary nodules. It is a challenge for clinicians and patients to choose an appropriate management plan when a pulmonary nodule was found.
Common management strategies of pulmonary nodules include CT surveillance, biopsy and excision.2 5 Each option has its advantages and disadvantages.6 For example, the benefits of surgical resection include high diagnostic accuracy and providing definitive management of nodules. However, it may cause physical complications, short-term deterioration of lung function, and possibility of unnecessary surgery in benign disease that does not require treatment.6 Patients with pulmonary nodules always need enough information to estimate the likelihood of malignancy, and expect to have direct understanding about the next possible options.7 8 Without sufficient information support, patients may get into decision conflict, especially when doctors provide more than one suggestion.
The decision-making involves the characteristics of the nodule itself, the patient’s history of exposure to lung cancer risk factors, the clinician’s judgement and the patient’s personal preference.5 Making high-quality medical decisions requires high-quality communication between doctors and patients, otherwise it will result in increased patient frustration, distress, non-adherence to pulmonary nodule evaluation, and lower quality of care.9 Besides, sociocultural factors need to be considered. The traditional Chinese ethical thinking is based on the mutual-push-structure model of ‘Family-State-World’. People in China are deeply influenced by ‘home culture’ and families are often involved in medical decision-making.10 11 The Clinician-Patient-Family shared decision-making (SDM) model can be applied to the diagnosis and treatment of pulmonary nodules.12
The patient-centred concept emphasises that doctors need to fully communicate with patients and consider their personal feelings and values when making decisions. Sharing decision-making emphasises providing adequate information support to patients so that they can understand their situation, the advantages and disadvantages of each option, and reach a consensus based on communication with patients.13–15 The importance of SDM with the patient was particularly emphasised in the American College of Chest Physicians (CHEST) guidelines, eliciting and incorporating patient preferences when selecting a clinically appropriate pulmonary nodule assessment option.2
The purpose of this study is to systematically evaluate the studies related to implementation of SDM in patients with pulmonary nodules and synthesise the existing results, providing a basis for further research of SDM. The following question guided this review: What factors influence the implementation of SDM in the diagnosis and treatment of pulmonary nodules?
Methods
Design
This is a mixed studies systematic review, and was conducted in a systematic manner following the approach described by Pluye and Hong.16 The mixed-methods review approach integrates quantitative and qualitative evidence from different types of studies, enhancing the utility and impact of the review results.17 The reporting of this review was guided by the Preferred reporting Items for Systematic Reviews and Meta-Analyses guidelines.18
Search strategy
The following databases were searched (up to April 2022): PubMed, PsycINFO, Excerpta Medica Database (EMBASE), Cochrane Library, Web of Science and Cumulative Index to Nursing and Allied Health Literature (CINAHL), China National Knowledge Infrastructure, Wanfang Data, and SinoMed Data. Then, it was adapted for the other databases. The following keyword variations were considered in the search strategy: ‘decision-making/decision support techniques/health education/decision support systems/shared decision/decision aids’, ‘physician-patient communication/nurse-patient education’, ‘patient participation/involvement/centered/preference’ and ‘pulmonary nodule/lung nodule/coin lesion, pulmonary/ground glass nodule/partial solid nodule/lung’. Online supplemental file 1 contains the search strategies for the databases.
Supplemental material
Selection criteria
Included articles had to meet the criteria defined in SPIDER, which adds points for assessing both qualitative and quantitative methods (table 1).19 SPIDER is an acronym for sample, phenomenon of interest, design, evaluation and research type.
Study selection
Articles were exported to EndNote V.X9 and duplicates removed. According to the article inclusion criteria, two reviewers assessed whether they met the criteria from the perspective of title/abstract and full text. Elimination of literature requires the consent of two reviewers, and a third author assists in judgement when there is a disagreement.
Data extraction
The basic features of the literature were extracted into a predetermined form, including: author, year of publication, country/region, study design, phenomenon of interest, results related to SDM, etc.
Quality assessment
The quality of the included articles was evaluated by two reviewers using three design-specific Joanna Briggs Institute critical appraisal tools (the checklists for quasi-experimental, cross-sectional and qualitative studies). This checklist includes 8–10 items, and each item is evaluated with ‘yes’, ‘no’ or ‘can’t tell’. Disagreements were resolved by consensus.
Data synthesis and analysis
This study used a thematic synthesis approach, a type of inductive method, to synthesise the data. The evidence synthesis process consists of three stages: first, the results and discussion of the literature were coded line by line to form a descriptive theme; then the descriptive themes were summarised and organised by analysing its intrinsic relevance to form analytical themes; by analysing the source and meaning of each analytical theme, the related ones are rationally grouped together to form the third-level topic. In the end, two reviewers discussed and reached an agreement to form the final theme.
Patient and public involvement
None.
Results
Study selection
A total of 1797 articles were initially identified. After assessing the title and abstract of the articles, 1735 articles were excluded, and the remaining 62 articles were evaluated by reading the full texts to determine whether they complied with the inclusion criteria. Finally, 12 articles were included, including 6 qualitative research articles and 6 quantitative research articles. Five of the quantitative studies were cross-sectional in design and one was quasi-experimental in design. The article screening process is shown in figure 1. The characteristics of the articles are reported in online supplemental file 2.
Quality assessment
The quality level of the included literature was moderate to high. One out of five cross-sectional studies did not address and control for confounding factors.20 The quasi-experimental study (pre-post design) was without a contemporaneous control group.21 Two qualitative studies did not clarify the researcher’s influence on the research,7 22 and two qualitative studies did not state the philosophical perspective.8 22 Details of quality assessment of the literature are presented in online supplemental file 3.
Thematic synthesis
The data related to SDM was finally condensed into three major themes with their associated subthemes (figure 2). The major themes were (1) Opportunity (uncertainty, willingness); (2) Ability (patient’s lack of knowledge, physician’s experience); and (3) Different worldview (misconception, distress, preference).
Theme 1: Opportunity
Uncertainty
When a pulmonary nodule was found, patients always expected to be informed of a single definite choice. However, due to the lack of sufficient evidence, uncertainty is prevalent. In many cases there is no single correct management method. ‘In most cases it’s not 100% clear.’23 Some clinicians worry that this uncertainty can affect patient emotions. ‘…clinicians may avoid engaging patients in SDM with concern for patient dissatisfaction and negative response when there is no clear best option.’9 Uncertainty is precisely the time for SDM. ‘… Although uncertainty may render SDM more challenging, clinical situations without a clear best option are in fact the most important moments to engage patients in shared decisions.’9 24 25
Willingness
Patients often do not want to be passively involved in decision-making; instead, they want to fully understand the pros and cons of various options before making a decision. ‘…I want to know the pros and cons of it before I make any decision. You don’t just go in and say I’m gonna do it.’
7 The majority of patients expressed a willingness to co-make treatment decisions with their clinician, which provided the necessary conditions for SDM.‘…Most participants expressed a preference to be actively involved in health care decisions, either patient controlled (24%) or shared with their physician (58%).’20 ‘…The vast majority of patients want to be engaged in a discussion of management options with their doctors and to have their opinion taken into account, both in general and specifically in the setting of pulmonary nodule evaluation.’9 However, SDM is currently not well implemented in the clinic, and patients’ preferences and values are often not considered. ‘Most participants did not feel included by the clinician in the decisions surrounding workup of the nodule’, ‘…All I’m doing is being a patient, you know? No doctors have been asking me my opinion.’7 There is an association between the self-reported behaviour of engaging patients in SDM, and physician comfort with nodule evaluation. ‘Clinicians who reported performing SDM indicated greater comfort with pulmonary nodule evaluation, as compared with those endorsing other decision-making approaches.’9
Theme 2: Ability
Patients’ lack of knowledge
Patients’ lack of knowledge about pulmonary nodule management is a major obstacle to SDM. Patients are often confused by the large number of medical terms presented in the report. ‘Many patients in our study reported they did not understand medical jargon in letters and were left uncertain about the meaning of their results….’
8 Patients know little about pulmonary nodule except that it can be caused by lung cancer, and often attribute some of their symptoms to it. ‘A substantial minority (41%) believed that, if untreated, the nodule would turn……half of the patients (50%) believed that their nodule caused shortness of breath. Similarly, patients commonly attributed cough (41%) or pain (back pain in 27% of cases and chest pain in 24%) to the nodule.’
26 Patients lack information about their own risk of malignancy, and sometimes treat physician-recommended follow-up intervals as an indicator of risk. ‘…they reported concern about the possibility of cancer along with inadequate knowledge of the risk of malignancy…Several patients correctly interpreted the interval of follow-up imaging as a surrogate for cancer risk although few discussed this aspect of surveillance with their primary care providers.’
8
Patients always have little knowledge about options for the management of pulmonary nodules. For example, some patients are dissatisfied with not being able to get a biopsy right away but waiting for CT follow-up. ‘Oh, I wouldn’t have minded a biopsy right away. Because then you know. With the family history I think like, why wait a whole year? Because that’s a whole year of me thinking about it. And that’s a year I got to worry about it. I’m an insomniac, I already got enough sleepless nights.’
7 They do not understand the purpose and significance of CT surveillance and feel that they are in a passive position. ‘Well, as far as I know there is no long-term plan. It’s just like, ‘We’re gonna wait and see what’s going to happen in 6 months or a year.’ That’s not a plan.’
8 Some patients are hesitant to adhere to follow-up decisions after being advised by their doctors. ‘…I kind of felt like it left the ball hanging in my court – do I really need to do this or not? And I still feel that way today. I don’t really know if I should repeat this or not.’
7 There are even patients who are still worried when the follow-up finished. ‘Many would feel uncomfortable stopping surveillance (10% would feel “extremely nervous” and 29% “somewhat nervous”) even if their doctor told them that no further computed tomography (CT) scans were needed.’
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Experience
The implement of SDM in clinical work is related to the doctor’s experience, and the results of the literature review show that doctors with less work experience are concerned that sharing decision-making will make the situation more complicated. ‘Clinicians who reported engaging in SDM had more years in practice…less experienced clinicians may be concerned that adding patient input may only further complicate and confuse the decision making process.’9 Experienced doctors tend to think more from the perspective of the patient. ‘Alternatively, more experienced clinicians may recognize the need to consider patient preferences given there is no single “right” answer for how to proceed.’9 23 Some doctors also have concerns that patients will make the inappropriate decision that goes against the guidelines. ‘…patients may make a decision that is inconsistent with guideline recommendations if, for example, patients with subcentimeter nodules opt for biopsy (with the associated risks of bleeding or pneumothorax) rather than the safer option of active surveillance.’7 In addition, in order to better carry out SDM, doctors also need to have certain communication skills. ‘…graduate medical education falls short in teaching physicians skills in patient-centered communication and SDM.’23 Wiener et al summarised seven patient-acceptable strategies for pulmonary nodule communication that can help physicians communicate with patients.27
Theme 3: Different worldview
Misconception
There are many misconceptions between clinicians and patients regarding pulmonary nodules. For example, clinicians believe that small pulmonary nodules do not need to be particularly concerned, but patients may not think so, resulting in certain misunderstandings. ‘Perhaps as a result of this mismatch between patient and clinician concerns, clinicians do not typically allocate as much time and attention to discussing nodules with patients as patients would like.’
22 Clinicians do not touch the word ‘cancer’ lightly in their conversations because they worry that patients will become anxious. ‘We usually don’t mention lung cancer specifically; we leave it a bit more nebulous.’
28 Similarly, some physicians provide patients with little information on malignancy risk and do not provide individualised malignancy risk assessments. ‘Indeed, clinicians themselves have reported that they often do not supply information on cancer risk or even discuss cancer at all for fear of worrying patients with incidental nodules.’
26 ‘Most did not use “risk calculators” to predict lung cancer risk…’
28
However, contrary to the doctor’s opinion, most patients want to know their probability of developing lung cancer and do not want the doctor to hide it. ‘I think I’d like to know if it was benign or not. That was the big thing with me.’
7 ‘Don’t hide nothing.…Tell me the truth, tell me in my language, so I understand what you’re saying.’
27 Patients often overestimate their malignancy risk if the information given by their doctors is insufficient. ‘Only a quarter (25%) of respondents estimated their cancer risk accurately (within 15 percentage points); most grossly overestimated the likelihood of a malignant nodule.’
26 Therefore, the malignancy risk probability provided by doctors may not only not aggravate the patient’s pain, but often be lower than the patient’s own estimate of cancer. ‘In most cases, this information was reassuring because the physician’s estimate was much lower than the patient’s assumption.’
29
Distress
Most patients will have some negative emotions after finding pulmonary nodules, such as distress. ‘Nodule-related distress was common. Half of patients reported distress: 27% mild and 24% clinically significant distress (12% moderate and 12% severe). That a quarter of patients experienced clinically significant nodule-related distress.’
26 There are many reasons for negative emotions of patients. ‘Although patients cited many causes of distress, most patients cited uncertainty in diagnosis, lack of control, and fear of cancer as serious concerns.’
26 The researchers believe that the doctors’ effective interpretation could reduce distress levels in patients. ‘Higher satisfaction with the clinician’s explanation and reporting that care could not be better were associated with decreased distress.’
30 Negative emotions affect the decision-making of patients to a certain extent. For example, doctors may shorten the interval of follow-up because of patients’ anxiety. ‘…participants in qualitative interviews, particularly those who seemed more distressed, frequently reported that they desired more aggressive follow-up than clinically indicated.’
29 Some patients with high distress levels tend to opt for more aggressive and timely tests, such as biopsies. ‘most of patients’ distress related to a desire for further, immediate testing (such as obtaining a biopsy) rather than continuing with surveillance imaging.’
28 In addition, negative emotions may also affect follow-up compliance. ‘This type of distress may lead to poor adherence with evaluation.’
26
Preference
Many patients with pulmonary nodules choose aggressive options, often preferring biopsy or surgery rather than CT surveillance. ‘Most participants we surveyed expressed a preference for some type of biopsy over observation alone at all levels of nodule risk evaluated (between 10% and 70%), with the majority choosing surgical biopsy when the risk of malignancy was 30%.’
20 The willingness to operate is more significant with the increase of malignancy probability. When it exceeds 70%, more than 80% of patients choose surgical resection. This aggressive preference may be related to the uncertainty in the diagnosis of pulmonary nodules. ‘…the uncertainty about the cause, may motivate some patients to seek a definitive diagnosis through biopsy, even if the risk of malignancy is relatively low.’
20 31
Physicians also have different decision preferences based on some considerations when making recommendations for patients. Some physicians assume themselves as patients, think about what is the most acceptable option for them, and then suggest that option to the patient. ‘Usually, I’m guided by my feeling about what is the best advice…advice that I would hope someone would give me.’
23 Physicians may be influenced by the life expectancy of their patients when making decisions, opting for more proactive options, such as biopsies, for young, healthy patients. ‘If it’s a young, healthy person and there is any chance [of cancer], I generally don’t mess around.…I just decide whether or not it can be resected, and if it can be, then resect it.’ In addition, physicians’ anxiety about cancer also influences the advice they give to patients, such as wanting to employ aggressive management strategies when they personally feel the likelihood of malignancy is high (even if the risk estimated by the model is low). ‘I follow them a little more closely [than the guidelines suggest], whether there is [an] indication for that or not. I think that’s just treating my anxiety.’
23 Some doctors worry that if they choose too conservatively, they will cause medical disputes and get themselves into trouble. ‘I [would] heavily document that the patient did not want a biopsy at the current time. We selected surveillance, even though I didn’t think this was the best option.’
23
In the current clinical management of pulmonary nodules, whether the patient’s personal preference was taken into account in decision-making varies greatly and includes three types: always incorporating, seldom incorporating and conditional incorporating. Some physicians believe that due to limited evidence, there is no single right choice, so it is important to consider individual patient preferences.9 23 And some physicians feel they prefer to make unilateral decisions, which they believe are the strategies their patients are most comfortable with. ‘A majority of times I’ve made the decision myself.… We’ll basically do something in the best of [the patient’s] interest. And a majority of the time, I have not had pushback.’
23 In addition, some physicians report considering patient preference only when the patient was clearly uncomfortable with the recommended regimen. ‘Some people are super worried…They give you a story about their brother who had cancer and had a very bad experience because the doctors didn’t get it in time and now they have metastatic cancer.’
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Discussion
This mixed studies systematic review included 12 studies from 2013 to 2021, including 6 qualitative and 6 quantitative studies. These articles elaborated the implementation of SDM in the diagnosis and treatment of pulmonary nodules from different perspectives, such as patients’ psychology, compliance, knowledge, preferences, and doctors’ experiences and opinions on the implementation of SDM. Research shows that involving patients in decision-making to manage pulmonary nodules is gaining increasing attention. However, most of the six quantitative studies were cross-sectional observational studies, and there was no randomised clinical trial, so the effect of SDM is still unknown. Overall, research into SDM in pulmonary nodules is at an early stage.
In the theme ‘Opportunity’, the results showed that there is great deal of uncertainty in the management of pulmonary nodules due to the lack of sufficient high-quality evidence support. Currently, there is no ‘perfect’ medical technique that can accurately identify malignant nodules while avoiding unnecessary diagnostic workup for benign nodules.32 It conflicts with the patient’s desire that what they want most is a clear plan, which further complicates the situation.33 Since the screening method is closely related to the follow-up compliance of patients, it is necessary to further explore the evaluation tools to improve the sensitivity and specificity of screening, so as to make the decision-making basis more adequate.10 Besides, it is in this time of complexity and uncertainty that the value of SDM emerges, enabling information sharing and adequate communication.34 35 Many patients expressed a willingness to participate in decision-making, rather than passively telling what to do. Accepting uncertainty, carrying out SDM, and giving targeted health education based on patients’ preferences will enhance patients’ sense of control and confidence in the uncertain situation they face.36
Regarding the topic ‘capacity’, one clear finding is that patients lack knowledge of pulmonary nodules and its management options, which are just the most important basic capabilities for SDM. An important element of SDM is information support, and the following content can be used in providing information support to patients. First, explain to the patient what a pulmonary nodule is, what causes it, and the relationship between the size of the nodule and the probability of malignancy. At the same time, the doctor can show the patient his nodules from the CT image.27 30 Second, inform the patient about the probability of cancer. Many doctors worry about patients’ negative emotions and avoid talking about cancer, but this is not a positive way to cope. Studies have shown that patients’ own perceived cancer risk is not correlated with the risk predicted by the model, so erroneous estimates are common.26 Most patients prefer an open and honest conversation. Unless the patient voluntarily refuses to talk about cancer, the physician should discuss the malignancy risk with patients voluntarily.27
In addition, common treatment options for pulmonary nodules, such as CT surveillance, biopsy and surgery, need to be explained to patients in more detail. The health education content can include the purpose, implementation method, and the advantages and risks of each programme, which can help patients better weigh the pros and cons. In order to provide better information support, the application of decision aids may be an efficient way. Decision aids are useful in situations where there are multiple medical options for treatment or testing, with varying strengths and weaknesses. It can help to standardise information, improve knowledge and reduce decision conflicts for patients.37 In decision aids, a specific option should not be recommended, but patients should be encouraged to make decisions that are appropriate for their circumstances in consultation with their doctors.38 39 At the same time, in order to communicate more deeply with patients, The British Thoracic Society guidelines recommend that nursing staff can assist doctors to participate in information support and further discussion with patients.40 It can not only relieve the limited time and excessive workload of doctors, but also help to provide sufficient information support to alleviate the negative emotions of patients.41 42
In the theme ‘Different world views’, results showed that there were often varying degrees of misunderstanding between physicians and patients. They have different preferences for diagnosis and treatment choices, and many patients have negative emotions such as distress. Therefore, when making decisions, special attention should be paid to communication with patients, which not only helps to share information, but also helps alleviate the negative emotions of patients. Patient-centred communication theory advocates the need to listen to and assess the patient’s needs, as well as assess the patient’s negative emotions, so as to provide guidance in choosing the next targeted topic and reduce the patient’s misunderstanding of certain information.28 The tone or attitude of the doctor’s speech can also affect the patient, who is very sensitive to this. Some words may arouse patients’ disgust, such as ‘by the way’, ‘everything is normal, except’, etc. Such words make patients feel that the doctor does not pay enough attention to them, resulting in a sense of distrust of the doctor.27 Translating difficult medical terms into easy-to-understand language during communication can make it easier for patients to accept. Additionally, physicians elicit and address patient values and concerns when communicating, which can be achieved through the use of decision aids. The aids enable patients to clarify their values related to the decision and then formulate and communicate their preferences.43
This study has some limitations. First, it is difficult to tell whether the authors discuss issues related to SDM in their paper, and the way SDM are expressed varies from article to article. So even if the search strategy is rigorous and systematic, we may erroneously exclude some articles. Second, at present, there is no randomised controlled trial to carry out SDM interventions in patients with pulmonary nodules. Most of this research is a qualitative or cross-sectional investigation, so the actual effect of SDM is unknown. Third, medical decision-making will be affected by the medical system and the social and cultural background of the decision maker. Most of the studies included in this review are from USA, with only one from Australia. Therefore, caution should be exercised when applying the results of this review to contexts of different cultural backgrounds. Finally, the literatures in this review were limited to studies published in Chinese or English, so some valuable studies may have been missed.
Conclusion
To our knowledge, this study is the first systematic review to investigate SDM in pulmonary nodule management, highlighting the needs and barriers to SDM in patients with pulmonary nodules. The uncertainty in the management of pulmonary nodules is just an opportunity to implement SDM, and many patients also expressed their willingness to participate in decision-making. Patients’ lack of knowledge is one of the barriers to SDM, suggesting the need to strengthen information sharing and health education. In addition, the misconceptions between doctors and patients and the negative emotions of patients prompt to strengthen communication with patients, and it is necessary to consider patients’ preferences and values. Future research should explore the application of SDM in patients with pulmonary nodules, focusing on the following questions: What is the best way to implement SDM, under what conditions, by whom, for whom, and for how long?
Data availability statement
Data are available upon reasonable request.
Ethics statements
Patient consent for publication
Ethics approval
Not applicable.
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